IIBFs Compliance in Banks Designed to Provide an Overview of the Internal Guidelines, Statutory and Regulatory Stipulations in

Compliance In Banks Is Designed To Provide An Overview Of The Internal Guidelines, Statutory And Regulatory Stipulations In Force That Regulate The Financial Environment With Special Reference To Banks Operating In India. It Also Explains The Concept Of The Following: Compliance The Compliance Structures Role And Relevance Of Compliance Function In Banks Importance Of Corporate Governance It Also Provides An Insight Into The Various Risks That Affect Banks And Methods To Mitigate These Risks This Book Also Features Summaries, Keywords, Test & Answers At The End Of Each Chapter.This Book Is Meant As Courseware For IibfS Certified Banking Compliance Professional Course, Which Is Offered In Collaboration With The Institute Of Company Secretaries Of India (Icsi), With An Intent To Create A Cadre Of Compliance Professionals In Banks. This Book Would Also Be Helpful To Students Of Banking As Well As Practitioners Of Bank Audit And Compliance.The Present Publication Is The 2Nd Edition (2017), Published Exclusively By Taxmann For The Indian Institute Of Banking And Finance. The Contents Of The Book Are As Follows: Module I Regulation And Regulatory Frameworko Regulation In Banks Module Ii Compliance Programmeo Compliance And Compliance Function In Bankso Compliance Governance Structureo Framework For Identification Of Compliance Issues And Compliance Riskso Compliance Culture And Grc Framework Module Iii Regulatory Complianceso Disclosures In Financial Statements Of Bankso Exposure Normso Prudential Norms For Classifications, Valuation, Operation Of Investment Portfolio By Bankso Cash Reserve Ration (Crr) And Statutory Liquidity Ratio (Slr)O Know Your Customer And AntiMoney Laundering (Kyc/Aml) Module Iv Statutory Regulatory Restrictions And Guidelines On Loans And Advanceso Statutory Restrictionso Priority Sectors And Micro, Small & Medium Enterpriseso Interest Rates On Advanceso Prudential Norms For Income Recognition And Asset Classification And Wilful Defaulters Module V Foreign Currency Operations Under Fema And Other Regulationso Foreign Investment In India And Abroad.O Export Of Goods And Serviceso External Commercial Borrowingso Facilities To Residents, NonResidents And Persons Of Indian Origino Import Of Goods And Serviceso Opening And Maintenance Of Rupee/Foreign Currency Vostro Accounts & Residents/NonResidents Accountso Reporting Requirements Related To Fema Module Vi Guidelines On Customer Service And Other Facilitieso Regulatory Guidelines On Customer Serviceo Interest Rates On Depositso Financial Serviceso Alternative Delivery Channels Module Viio Additional Questionso Important Actso International Best Practices In Compliances